Intensive correction orders (ICOs) became available as a sentencing option by the enactment of the Crimes (Sentencing Legislation) Amendment (Intensive Correction Orders) Act 2010 (the amending Act) on 1 October 2010: published LW 17 September 2010. Sentences of imprisonment of not more than 2 years can be served by way of an ICO: s 7(1). The Court of Criminal Appeal sat a five-judge Bench in R v Pogson (2012) 82 NSWLR 60 for the purpose of resolving differences of approach in previous decisions. Extensive reference is made to R v Pogson below.

An ICO is a substantial punishment which can be utilised in an appropriate case: R v Pogson (2012) 82 NSWLR 60 at [108], citing Whelan v R (2012) 228 A Crim R 1 at [120]. An ICO may also reflect a significant degree of leniency because it does not involve immediate incarceration: R v Pogson at [108]; Whelan v R at [120]. It is appropriate to consider the regulations to understand how the legislative scheme is to operate: R v Tannous (2012) 227 A Crim R 251 at [23]. The mandatory conditions in cl 186 Crimes (Administration of Sentences) Regulation 2014 may operate to impose significant restrictions on an offender’s freedom: R v Pogson at [100]. The stringent conditions deprive an offender of his or her liberty in a real sense: R v Pogson at [111]. Further, the consequences of a breach of a condition(s) can result in an offender serving the balance of the sentence in full-time custody: R v Pogson at [100]. Generally a sentencing court only has “very general” information as to the actual operation of an ICO: R v Tannous at [24]. However, in an appeal against sentence it might be possible to ascertain the degree of leniency or harshness of the conditions in the particular case: R v Tannous at [24]. In doing so, the appeal court should have regard to the statutory scheme as it existed at the time of sentencing and the material before the judge: R v Tannous at [25].

Although the remarks made in R v Pogson at [108] highlight the capacity of an ICO to operate as a substantial punishment, it is important not to lose sight of the need for an appropriate and proportionate level of punishment in the form of immediate incarceration in cases of serious offending: R v Cahill [2015] NSWCCA 53 at [114]. R v Pogson should not be used to pass an entirely inappropriate sentence: R v Cahill at [114].

It is not appropriate to impose ICOs for child pornography offences of substantial objective seriousness: R v Porte [2015] NSWCCA 174. In such cases, sentences of imprisonment involving full-time custody are the only appropriate sentences to be imposed: R v Porte at [156].

ICOs and purposes of sentencing

Given that an ICO is considered as a form of imprisonment it “must have a significant punitive effect and therefore reflect, in all likelihood, a range of purposes identified in s 3A of the [Crimes (Sentencing Procedure) Act]”: R v Tannous per Basten JA at [21]. Although one of the purposes of ICOs is to reduce the risk of re-offending, this does not confine the power to impose an ICO: R v Pogson at [99]. The other purposes of sentencing in s 3A(a)–(g) Crimes (Sentencing Procedure) Act 1999, such as “accountability of an offender” and denunciation, are relevant: R v Pogson at [98]. The statement of Simpson J in R v Boughen (2012) 215 A Crim R 476 at [110] that the courts may have lost “a vehicle by which to express denunciation” by the abolition of periodic detention and that ICOs should not be used as a substitute has to be read subject to R v Pogson at [108] referred to above. The imposition of an ICO, in R v Glynatsis (2013) 230 A Crim R 99 at [74], on an offender who had been convicted of nine insider trading offences, did not adequately provide for general deterrence bearing in mind the nature of the criminality concerned.

An ICO is a “custodial sentence” referred to in Pt 2 Div 2 Crimes (Sentencing Procedure) Act. Since it is a form of imprisonment, there are various steps or stages the court must follow before a sentence of imprisonment by way of an ICO can be made under s 7(1). They are the same as those taken in relation to other alternatives to full-time imprisonment: home detention, periodic detention (repealed) and suspended sentences. It is therefore necessary to revisit the reasoning process that must be undertaken before such an alternative form of imprisonment can be imposed. See H Donnelly, “Fitting intensive correction orders within the statutory scheme” (2010) 22(11) JOB 90.

The preliminary question to be considered is whether there are any alternatives to the imposition of a sentence of imprisonment. The court must be satisfied that, having considered all possible alternatives, no penalty other than imprisonment is appropriate: s 5(1) Crimes (Sentencing Procedure) Act; R v Douar (2005) 159 A Crim R 154 at [70]; R v Hamieh [2010] NSWCCA 189 at [76]. The mandatory terms of s 5 are repeated in the referral section for ICOs under s 69(2).

The court then determines the term of imprisonment without regard to the manner it is to be served: R v Douar (2005) 159 A Crim R 154 at [71]; R v Zamagias [2002] NSWCCA 17 at [26]; Zreika v R (2012) 223 A Crim R 460 at [56]. It is impermissible to select a form of imprisonment such as a suspended sentence and ICO and then determine the length of the sentence: R v Ryan (2006) 167 A Crim R 241 at [1], [4]. The availability of an alternative to full-time custody will generally be governed by the length of the term of imprisonment that the court has already determined should be imposed, subject to the restrictions or preconditions imposed by the legislature on a particular sentencing alternative. In the case of an ICO, s 69(2) Crimes (Sentencing Procedure) Act provides that an offender cannot be referred for assessment unless “the sentence is likely to be for a period of no more than 2 years”. For example, an ICO was held to be too lenient a penalty in the case of a serious tax fraud where the appropriate starting point was a sentence of imprisonment well beyond 2 years: R v Boughen (2012) 215 A Crim R 476 at [111].

The third stage of considering whether an alternative form of imprisonment should be imposed is reached only when the length of the sentence of imprisonment has been determined. An important consideration as to whether or not the sentence should be served other than by way of full-time imprisonment is whether it “would result in a sentence that reflects the objective seriousness of the offence and fulfils the manifold purpose of punishment”: R v Douar (2005) 159 A Crim R 154 per Johnson J at [72], quoted with approval in R v Hamieh [2010] NSWCCA 189 at [76]; see also R v Zamagias [2002] NSWCCA 17 at [28]; R v Boughen at [108]. Where the court is sentencing an offender for multiple offences, the court must give consideration to the criminality involved in each offence and apply the principle of totality: R v Burnard (2009) 193 A Crim R 23 at [111].

If an alternative form of imprisonment is excluded or not available the natural consequence (of the above stages) is that full-time imprisonment should be imposed and (on past but relevant authority) it is an error to impose a community service order: R v Tsokos (unrep, 19/6/95, NSWCCA); R v Milsom (unrep, 10/12/97, NSWCCA) ; R v Tindle (unrep, 8/10/98, NSWCCA); and R v Cooper (unrep, 13/7/98, NSWCCA). It is erroneous for a court to justify the imposition of an ICO by reference to life in the prison system since that factor is an irrelevant consideration: R v Boughen at [111].

Unless otherwise stated, the provisions cited below refer to the Crimes (Sentencing Procedure) Act.

A court that has sentenced an offender to imprisonment for not more than 2 years may make an ICO directing that the sentence be served by way of intensive correction in the community: s 7(1).

Although s 7(1) is expressed in the past tense, “[a] court that has sentenced”, s 7(3) makes it clear that the power under s 7(1) is “subject to the provisions of Part 5” of the Act. Part 5 is headed “Sentencing procedures for intensive correction orders” and applies “in circumstances in which a court is considering, or has made, an intensive correction order”: s 64. [Emphasis added.]

A court cannot manipulate pre-sentence custody for the purpose of bringing a sentence within the jurisdictional ceiling for the imposition of an ICO: R v West [2014] NSWCCA 250.

[3-630] Restrictions on power to make ICO

Division 2 of Pt 5 sets out specific restrictions on the power to make an ICO.

ICO not available for “prescribed sexual offences”

Section 66(1) provides that an ICO may not be made in respect of a sentence of imprisonment for a “prescribed sexual offence” or with respect to an aggregate sentence of imprisonment with respect to two or more offences, any one of which is a prescribed sexual offence. “Prescribed sexual offence” is defined in s 66(2) as an offence under Div 10 or 10A of Pt 3 Crimes Act 1900, being: an offence where the victim is under 16 years of age, or an offence where the victim is any age and which includes sexual intercourse (as defined by s 61H).

There is no express eligibility exclusion for offenders with a certain criminal history as is the case for home detention. The offender’s criminal record can be taken into account in the assessment report: cl 15(1)(a) Crimes (Sentencing Procedure) Regulation 2017.

ICOs are not confined to those in need of rehabilitation

The power to impose an ICO is not confined or restricted to offenders who are in need of rehabilitation and are at risk of re-offending: R v Pogson (2012) 82 NSWLR 60 at [99], [105]. The statements in R v Boughen (2012) 215 A Crim R 476 at [110] and R v Agius [2012] NSWSC 978 at [103]–[116] to the contrary were disapproved in R v Pogson. It is not necessary for a court to identify a need for “correction” of an offender before exercising the power to impose an ICO: R v Pogson at [96]. Although one of the purposes of ICOs is to reduce the risk of re-offending, this does not mean that the other purposes of sentencing in s 3A(a)–(g) of the Act — which include “accountability of an offender” and denunciation — are irrelevant: R v Pogson at [98].

The fact that the imposition of an ICO on a person may not be a productive or effective use of resources (see R v Aguis at [104]–[105]), is a matter relevant to the discretionary selection of the sentencing option: R v Pogson at [104]. However, it is not a circumstance which disqualifies offenders from eligibility for an ICO: R v Pogson at [104]. In each case, the court must make an assessment of an offender for the purpose of determining whether an ICO is the appropriate sentence: R v Pogson at [107].

Assessment of offender for ICO

Before imposing a sentence of imprisonment on an offender, the court may refer the offender for assessment as to their suitability for intensive correction in the community: s 69(1). This course is not permitted unless the court is satisfied, having considered all the alternatives, that no sentence other than imprisonment is appropriate and that the sentence is likely to be for a period of no more than 2 years: s 69(2). If the court considers from the outset that a suspended sentence is appropriate, it is unnecessary to refer an offender for assessment for an ICO. However, if the court decides not to impose a suspended sentence and refers the offender for assessment, there is no statutory impediment to the court reconsidering the option of a suspended sentence.

An offender who has been referred for assessment for intensive correction under s 69 is not to be referred for assessment for home detention in relation to the same sentence of imprisonment unless the court has decided not to make an ICO with respect to that sentence: s 80(1A).

In deciding whether or not to make an ICO, the court is to have regard to the contents of the assessment report on the offender and such evidence from the Commissioner of Corrective Services as the court considers necessary for the purpose of deciding whether to make such an order: s 67.

When an offender is referred for assessment, the Commissioner of Corrective Services is to investigate and report to the court on the matters referred to in s 67(1) and such other matters as the regulations require: s 70(1). An offender’s assessment report must take into account and specifically address the matters prescribed by the regulations, and may indicate the nature of any conditions that it would be appropriate for the court to impose on an ICO if such an order is made: s 70(2). Clause 15(1) Crimes (Sentencing Procedure) Regulation 2017 provides that an offender’s assessment report must take into account and specifically address several matters. They are listed (a)–(j) and include:

  • any criminal record of the offender
  • the likelihood that the offender will re-offend
  • any risks associated with managing the offender in the community
  • the likelihood that the offender will commit a domestic violence offence
  • whether the offender will have suitable residential accommodation for the duration of an ICO
  • any physical or mental health conditions.

[3-635] Decision as to suitability of offender for ICO

A court may make an ICO with respect to an offender’s sentence of imprisonment only if the assessment report states that, in the opinion of the person making the assessment, the offender is a suitable person to serve the sentence by way of intensive correction in the community: s 67(4).

If an offender is assessed as not being suitable, the court must then consider whether home detention, a suspended sentence or full-time imprisonment is appropriate. This is despite the fact that the court may have initially considered a suspended sentence as an inappropriate order: see discussion in H Donnelly, “Fitting intensive correction orders within the statutory scheme” (2010) 22(11) JOB 90.

If a court declines to make an ICO despite an assessment report that states that the offender is a suitable person, the court must indicate this to the offender and make a record of its reasons for doing so: s 67(5); Zreika v R (2012) 223 A Crim R 460 at [59].

Section 67(1) provides an ICO may not be made with respect to an offender’s sentence of imprisonment unless the court is satisfied that:

  • the offender is of or above the age of 18 years, and
  • the offender is a suitable person to serve the sentence by way of intensive correction in the community and that it is appropriate in all of the circumstances that the sentence be served by way of intensive correction in the community, and
  • the offender has signed an undertaking to comply with the offender’s obligations under the ICO.

The court must be positively satisfied of these matters and the onus lies on the offender to satisfy the court that each has been met: Zreika v R at [66]. A court may form the view that an ICO is not appropriate where a report indicates that the offender will be unable

to comply with the conditions of an ICO or he or she is likely to breach the conditions: Zreika v R at [67].

Schedule 2 of the amending Act inserts a new Pt 3 in the Crimes (Administration of Sentences) Act. Unless otherwise stated, the provisions cited below refer to the Crimes (Administration of Sentences) Act. Part 3 deals with the general obligations of offenders (Div 1), permission for non-compliance with work or reporting requirements (Div 2) and breaches of ICOs (Div 3).

An ICO is subject to any conditions imposed by the sentencing court: s 81(1).

Mandatory conditions

The sentencing court must at the time of sentence impose on an ICO the conditions prescribed by the regulations as the mandatory conditions of an ICO: s 81(2). Clause 186 Crimes (Administration of Sentences) Regulation2014 specifically lists 18 mandatory conditions (a)–(r) “to be imposed by a court under section 81”. These include:

  • the offender is to be of good behaviour and not commit any offence

  • the offender is to reside only at premises approved by a supervisor

  • the offender is to submit to breath testing, drug testing or other medically approved test procedures for detecting alcohol or drug use, as directed by a supervisor

  • the offender is to undertake a minimum of 32 hours of community service work a month, as directed by a supervisor from time to time

  • the offender is to engage in activities to address the factors associated with his or her offending as identified in the offender’s assessment report

  • the offender is to submit to a medical examination by a specified medical practitioner, as directed by a supervisor, in relation to the offender’s capacity to undertake community service work.

Care must be exercised in the administration of the conditions. The capacity to direct the offender must be confined to a legitimate purpose in furtherance of the specific court order: R v Pogson (2012) 82 NSWLR 60 at [101]. For example, requiring an offender to submit to breath testing where the offender is not subject to a court-ordered condition prohibiting the use of alcohol may be beyond power: R v Pogson at [101].

Additional conditions imposed by courts

The sentencing court may, at the time of sentence or subsequently on the application of the Commissioner or the offender, impose additional conditions on an ICO, or vary or revoke any additional conditions imposed by it on an ICO: s 81(3).

The court may refuse to entertain an application by the offender under this section if the court is satisfied that the application is frivolous or vexatious: s 81(5). The court may, at its discretion, deal with an application with or without the parties being present and in open court or in the absence of the public: s 81(6).

Additional conditions are provided for by regulation: s 81(4)(a). Clause 187 Crimes (Administration of Sentences) Regulation 2014 sets out six additional conditions (a)–(f). These include:

  • the offender is to accept any direction of a supervisor in relation to maintaining or obtaining employment

  • the offender is to be prohibited from consuming alcohol

  • the offender is to comply with any direction of a supervisor that the offender must not go to specified places or districts or places of a specified kind.

The court may also impose any other condition that the court considers necessary or desirable for reducing the likelihood of the offender re-offending: s 81(4)(b). However before imposing an additional condition under s 81(4)(b), a court is to consider whether the condition will create a need for additional resources and must not impose the condition unless satisfied that any such additional resources that will be needed are or will be made available: s 81(7).

The court is not permitted to impose any additional conditions, or vary any additional conditions imposed by it, so as to be inconsistent with any of the conditions prescribed by the regulations as the mandatory conditions: s 81(8).

Forms for conditions

There is a Form on the website of Corrective Services NSW for offenders to use if they wish to apply to the court for the imposition, variation or revocation of an additional condition. According to the website, this Form should also be used by offenders who wish to apply to the court for a variation or revocation of an existing additional condition (or wish to ask the court to impose a new additional condition).

Corrective Services NSW has produced an ICO brochure. It sets out how the ICO works. Offenders are managed by four levels of supervision with conditions. These are set out in a Table in the brochure as follows:

Level 1 - strongest Level 2 Level 3 Level 4 - least intrusive
Curfew Discretionary curfew No curfew No curfew
Electronic monitoring Discretionary electronic monitoring No electronic monitoring No electronic monitoring
Minimum of 32 hours per month of work supervised by CSNSW*. Minimum of 32 hours per month of work supervised by CSNSW*. Minimum of 32 hours per month of work supervised by CSNSW*. Minimum of 32 hours per month of work supervised by community work organisation sponsors with CSNSW limited spot checks*.
Programs as directed by CSNSW. Programs as directed by CSNSW. Programs as directed by CSNSW. Programs as directed by CSNSW.
Drug testing Drug testing Drug testing Drug testing
Alcohol testing on work and program sites — and home if non-consumption of alcohol is imposed by the Court as an additional condition. Alcohol testing on work and program sites — and home if non-consumption of alcohol is imposed by the Court as an additional condition. Alcohol testing on work and program sites — and home if non-consumption of alcohol is imposed by the Court as an additional condition. Alcohol testing on work and program sites — and home if non-consumption of alcohol is imposed by the Court as an additional condition.
Minimum face-to-face contact with CSNSW supervisor: weekly. Minimum face-to-face contact with CSNSW supervisor: fortnightly. Minimum face-to-face contact with CSNSW supervisor: monthly. Minimum face-to-face contact with CSNSW supervisor: six-weekly.

© State of New South Wales through the Corrective Services NSW

*

Offenders with special needs or offenders with a disability may be placed with community work organisation sponsors with regular CSNSW checks.

**

Offenders may commence on level 1 or level 2.

The ICO brochure states on p 3:

The conditions of the ICO on any level are such that an offender may continue to work in full time or part time paid employment while subject to an ICO.

The Commissioner may grant permission for the offender to not comply with a work or reporting requirement: s 85(1). The Commissioner may give such directions to the offender as the Commissioner determines to be necessary to ensure that the offender will undertake work or engage in an activity or program to the extent necessary to make up for the work, activity or program avoided as a result of the permission granted: s 86(1).

The sentencing court may, on the application of the Commissioner, extend the offender’s ICO by such period as the court considers necessary and appropriate for ensuring that the offender complies with a direction of the Commissioner under this section: s 86(3).

In determining an application to extend an offender’s ICO, the sentencing court is to give consideration to the following: any hardship likely to be experienced by the offender if the order is extended; the likelihood of the offender’s ICO being revoked if the order is not extended and any hardship likely to be experienced by the offender as a result; and such other matters as the court considers relevant: s 86(4).

An ICO cannot be extended if the term of the sentence to which the order relates has ended: s 86(5).

The power of the sentencing court to extend an ICO is limited to one extension of no more than 6 months: s 86(6).

If an ICO is extended, the term of the sentence to which the order relates is extended by the same period: s 86(7).

The Act also sets up an ICO Management Committee with the functions of, inter alia, providing advice and making recommendations to the Commissioner in connection with the case management of offenders who are subject to ICOs: s 92. The object of the ICO Management Committee is to promote consistency in breach reports and to ensure that matters are only referred to the Parole Authority for variation, revocation or suspension of an ICO as a last resort: Intensive Corrections Order (ICO) — Legislative and Operational Model at [24] A16 (issued by the Sentencing Council and posted on JIRS).

Breaches of an ICO are dealt with by the Commissioner of Corrective Services and the Parole Authority under ss 88–91. The courts do not deal with breaches. Where an offender breaches an ICO, the Commissioner may impose a formal warning; a sanction in the form of a more stringent application of the conditions; or, finally, the Commissioner can decide to refer serious breaches to the Parole Authority: ss 89(2), (3). That body can, inter alia, impose a period of up to 7 days home detention on the offender or revoke the ICO with the consequence that the sentence of imprisonment is served as full-time custody: s 90.

The Parole Authority may, on its own initiative or on the recommendation of the Commissioner, make an order revoking an ICO if it is satisfied that the offender:

(a) 

has failed to comply with his or her obligations under the order, or

(b) 

has failed to comply with his or her obligations under the order, or

(c) 

fails to appear before the Parole Authority when called on to do so under s 180, or

(d) 

has applied for the order to be revoked: s 163(1).

The Parole Authority may also revoke an offender’s intensive correction order on the recommendation of the Commissioner if it is satisfied that health reasons or compassionate grounds exist that justify its revocation: s 163(2).

In “Intensive Correction Orders – three years on”, (2013) 25(8) JOB 65, his Honour Judge Paul Cloran sets out, in descending order, the reasons why the Parole Authority may revoke an order, including failing to comply with the condition to perform 32 hours community work per month, breach of the requirement to be of good behaviour, being charged with further offences, failing to reside at the approved address, removing an electronic bracelet and using illicit drugs over an extended period of time.

Where an ICO is revoked, a warrant is issued for the arrest of the offender and the sentence being served on the ICO ceases to run. A revocation order takes effect on the date on which it is made or on such earlier date as the Parole Authority thinks fit: s 164(1). The earliest date on which the revocation order may take effect is the first occasion on which it appears to the Parole Authority that the offender failed to comply with his or her obligations under the order: s 164(2). If an offender is not taken into custody until after the day on which the revocation order takes effect, the term of the offender’s sentence is extended by the number of days the person was at large after the order took effect: s 164(3).

Sentencing alternatives under State or Territory law are available if prescribed under s 20AB Crimes Act 1914 and/or reg 6 Crimes Regulations 1990 (Cth). The Crimes Amendment Regulations 2010 (No 4) (Cth) amended reg 6 Crimes Regulation 1990 to enable an ICO to be imposed for a Commonwealth offence. An issue arose in R v JW (unrep, 4/6/12, NSWDC) before Jeffreys DCJ as to whether an ICO could be imposed for the offence of procure a person under 16 for sexual activity (s 474.26 Criminal Code (Cth)). An ICO cannot be imposed for the equivalent State offence (s 66EB Crimes Act 1900) because it is a “prescribed sexual offence”: see [3-630]. Section 20AB provides, inter alia, “such a sentence or order may in corresponding cases be passed or made” [emphasis added]. The question that arises is whether by the use of the phrase “corresponding cases” in s 20AB can be read to refer to equivalent State offences and therefore preclude s 474.26 offences. Regulation 6 Crimes Regulation 1990 (Cth) does not exclude any offences from an ICO.

[3-690] Suspended sentence breaches and ICOs

Section 99(2) Crimes (Sentencing Procedure) Act was amended so that an ICO can be imposed following the revocation of a good behaviour bond for a suspended sentence.

[3-700] Pronouncement of ICO by court

Unless otherwise stated, the provisions cited below refer to the Crimes (Sentencing Procedure) Act.

The Local Court is not empowered to impose an ICO if the offender is absent: s 25(1)(b).

The form of order is similar to other alternative forms of imprisonment whereby the court pronounces that the offender is sentenced to a term of imprisonment for a particular duration and then directs that it be served by way of an ICO. The court must not set a non-parole period: s 7(2).

An ICO commences on the date on which it is made: s 71(1). An ICO may be ordered to commence on a date other than the one on which it is made if it is to be served consecutively, or partly consecutively, with some other sentence of imprisonment the subject of an ICO: s 71(2). An ICO is not invalidated merely because it specifies a commencement date that does not comply with the requirements of s 71. Subsection (2) was inserted to correct the erroneous repeal of the subsections by Sch 1.7 of the Courts and Other Justice Portfolio Legislation Amendment Act 2015.

An offender may not be subject to two or more ICOs to be served concurrently or consecutively (or partly concurrently and partly consecutively) where the date at which the new sentence will end is more than two years after the date on which it was imposed: s 68(1).

The court must ensure that all reasonable steps are taken to explain to the offender the offender’s obligations under the ICO and the consequences that may follow if the offender fails to comply with those obligations: s 72.

An ICO cannot be made until the offender has signed an undertaking to comply with the offender’s obligations under the ICO: s 67(1).

A court must cause written notice of the order to be given to the offender and to the Commissioner of Corrective Services as soon as practicable after making an ICO: s 73.

[3-710] Additional references

The following are additional references:

  • P Cloran,“Intensive Correction Orders – three years on” (2013) 25(8) JOB 65

  • Corrective Services NSW provides an explanation of ICOs on its website

  • Judicial Commission of NSW, Local Court Bench Book, 1988–, “Intensive correction orders” at [10-220]

  • H Donnelly, “Fitting intensive correction orders within the statutory scheme” (2010) 22(11) JOB 90.

See:  Corrective Services – Intensive Correction Orders – an alternative to a custodial sentence - Anderson Boemi Lawyers, Dural NSW

 

 

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